Papers and Manuscripts

Book

Nathan, Noah L. In production. Electoral Politics and Africa’s Urban Transition: Class and Ethnicity in Ghana. Cambridge University Press. Cambridge Studies in Comparative Politics.
Publisher’s website: expected November 2018

Working Papers

Nathan, Noah L. Working Paper. “Electoral Consequences of Colonial Invention: Brokers, Chiefs, and Distribution in Northern Ghana.”
Abstract

Existing research on brokered politics primarily focuses on how brokers help parties engage in clientelism. Less studied is whether brokers actually help the voters who are their clients. I leverage exogenous variation in the origins of traditional leadership institutions to study the effects of chiefs — a common type of broker — on voters’ ability to extract state resources from politicians. Using original data from Northern Ghana, I show that communities with chiefs from ethnic groups assigned to the colonial invention of chieftaincy in the late-19th century have less leverage to benefit from the distribution of state resources today. I argue that this is because traditional institutions invented by colonial authorities are especially prone to elite capture, empowering electoral intermediaries more able to engage in rent-seeking. The paper identifies conditions under which voters benefit from brokers in clientelistic political systems and demonstrates the contemporary importance of the historical origins of chieftaincy in Africa.

Brierley, Sarah and Noah L Nathan. Working Paper. “Motivating the Machine: The Selection and Payment of Party Brokers in Ghana.”
Abstract

Understanding how party machines motivate brokers requires examining how brokers are selected and compensated. We develop a new theory of how the internal organization of parties shapes party-broker relationships. In contrast to existing theories that prioritize the information brokers possess about voters, we predict that parties prefer to select brokers who have strong upward ties to local elites. Regarding payment, we argue that organizationally-strong parties leverage their stability to motivate brokers using expectations of future rewards via career advancement within the party. This contrasts with theories of compensation rooted in broker-led threats of defection, which results in direct forms of payment. We examine our argument using original survey data from 1,140 party brokers in Ghana, which we combine with data from the country’s electoral register, to both observe broker selection directly for the first time and generate new measures of the network connections of brokers.

Ichino, Nahomi and Noah L Nathan. Working Paper. “Democratizing the Party: The Effects of Primary Election Reforms in Ghana.”
Abstract

Recent reforms to primary election rules by one of Ghana’s major parties offer a rare opportunity to assess the effects of expansions of the franchise in contemporary new democracies, where universal suffrage was usually otherwise already established at independence. We propose that democratizing candidate selection by expanding the primary electorate has two consequences in patronage-oriented political systems: the electorate will have more diverse preferences and vote buying will become a less effective strategy. These changes, in turn, affect the types of politicians who seek and win legislative nominations. Using an original dataset on candidate entry and nominations, we show that expanding the primary electorate opened paths to office for politicians from social groups that were previously excluded, including women and members of ethnic groups outside a party’s core national coalition.

Hicken, Allen and Noah L Nathan. “Clientelism’s Red Herrings: Dead Ends and New Directions in the Study of Non-Programmatic Politics.” In preparation for the Annual Review of Political Science.

Published Articles

Nathan, Noah L. 2016. “Local Ethnic Geography, Expectations of Favoritism, and Voting in Urban Ghana.” Comparative Political Studies 49 (14): 1896-1929. Publisher’s Version.
Abstract

African democracies are increasingly urban. While ethnicity is generally correlated with vote choice, recent research suggests there may be less ethnic voting in cities. But I show that voting for ethnically-affiliated parties is as common in some neighborhoods in urban Ghana as in rural areas, while virtually non-existent in other neighborhoods elsewhere within the same city. This intra-urban variation is not explained by differences in the salience of ethnic identities or other individual-level characteristics of voters themselves. Instead, it is influenced by the diversity and wealth of the local neighborhoods in which parties and voters interact. These neighborhood characteristics change otherwise similar voters’ expectations of the benefits they will receive from an ethnically-affiliated party when living in different places, producing intra-urban differences in the importance of ethnicity for vote choice.

Nathan, Noah L. 2016. “Does Participation Reinforce Patronage? Policy Preferences, Turnout, and Class in Urban Ghana.” British Journal of Political Science. Publisher’s Version
Abstract

Political competition is expected to become less particularistic as prosperity rises and a middle class emerges. But particularistic linkages persist despite rising wealth in urban Ghana.  Politicians are unable to  commit to campaign promises with voters who want large-scale public policies, many of whom are in the middle class. This creates incentives to avoid mobilizing many of these voters and to ignore their preferences. As a result, voters who want major public policies rather than patronage differentially refrain from participation, allowing the electorate and party organizations to be dominated by poorer voters. But this may only reinforce politicians’ incentives against making policy appeals, stalling emergence of more policy-based electoral competition even as the middle class grows.

White, Ariel, Noah L Nathan, and Julie Faller. 2015. “What Do I Need to Vote? Bureaucratic Discretion and Discrimination by Local Election Officials.” American Political Science Review 109 (1): 129-142. Publisher’s Version. Media: Washington Post’s Monkey CageNPR’s The Takeaway, and The Atlantic’s CityLab; also, cited in expert testimony.  Winner of APSA’s 2016 Heinz I. Eulau Award for best paper published in the APSR in 2015.
Abstract

Do street-level bureaucrats discriminate in the services they provide to constituents? We use a field experiment to measure differential information provision about voting by local election administrators in the United States. We contact over 7,000 election officials in 48 states who are responsible for providing information to voters and implementing voter ID laws. We find that officials provide different information to potential voters of different putative ethnicities.  Emails sent from Latino aliases are significantly less likely to receive any response from local election officials than non-Latino white aliases and receive responses of lower quality. This raises concerns about the effect of voter ID laws on access to the franchise and about bias in the provision of services by local bureaucrats more generally.

Ichino, Nahomi, and Noah L Nathan. 2013. “Crossing the Line: Local Ethnic Geography and Voting in Ghana.” American Political Science Review 107 (2): 344-361. Publisher’s Version.
Abstract

Theories of instrumental ethnic voting in new democracies propose that voters support co-ethnic politicians because they expect politicians to favor their co-ethnics once in office.  But many goods that politicians deliver to voters are locally non-excludable in rural areas, so the local presence of an ethnic group associated with a politician should affect a rural voter’s assessment of how likely she is to benefit from that politician’s election. Using geocoded polling station-level election results alongside survey data from Ghana, we show that otherwise similar voters are less likely to vote for the party of their own ethnic group, and more likely to support a party associated with another group, when the local ethnic geography favors the other group.  This result helps account for the imperfect correlation between ethnicity and vote choice in African democracies. More generally, this demonstrates how local community and geographic contexts can modify the information conveyed by ethnicity and influence voter behavior.

Ichino, Nahomi, and Noah L Nathan. 2013. “Do Primaries Improve Electoral Performance? Clientelism and Intra-Party Conflict in Ghana.” American Journal of Political Science 57 (3): 428-441. Publisher’s Version.
Abstract

We consider the effect of legislative primaries on the electoral performance of political parties in a new democracy.  While existing literature suggests that primaries may either hurt a party by selecting extremist candidates or improve performance by selecting high valence candidates or improving a party’s image, these mechanisms may not apply where clientelism is prevalent.  A theory of primaries built on a logic of clientelism with intra-party conflict instead suggests different effects of legislative primaries for ruling and opposition parties, as well as spillover effects for presidential elections.  Using matching with an original dataset on Ghana, we find evidence of a primary bonus for the opposition party and a primary penalty for the ruling party in the legislative election, while legislative primaries improve performance in the presidential election in some constituencies for both parties.

Ichino, Nahomi, and Noah L Nathan. 2012. “Primaries on Demand? Intra-Party Politics and Nominations in Ghana.” British Journal of Political Science 42 (2): 769-791. Publisher’s Version.
Abstract

In new democracies, why do political party leaders relinquish power over nominations and allow legislative candidates to be selected by primary elections? Where the legislature is weak and politics is clientelistic, democratization of candidate selection is driven by local party members seeking benefits from primary contestants. Analysis of an original dataset on legislative nominations and political interference by party leaders for the 2004 and 2008 elections in Ghana shows that primaries are more common where nominations attract more aspirants and where the party is more likely to win, counter to predictions in existing literature. Moreover, the analysis shows that party leaders interfere in primaries in a pattern consistent with anticipation of party members’ reactions.

Chapters in Edited Volumes

Ichino, Nahomi, and Noah L Nathan. 2018. “Primary Elections in New Democracies” in the Routledge Handbook of Primary Elections, ed. Robert G. Boatright (Routledge Press). PDF (submitted version)
Abstract

Primary elections in advanced democracies are usually conceptualized as institutions that generate nominees that have higher valence – better campaigning skills and popularity within the party – at the potential cost of being more ideologically extreme. But spatial models of primary elections are inappropriate for new democracies, where there is often little ideological competition in elections. We identify key imperatives that shape the decisions of party leaders in new democracies when choosing among different candidate selection mechanisms: the need to prevent elite defections and to motivate grassroots activists. We explore this argument in Ghana, a new democracy in which both major parties have gradually adopted and adapted primaries to select legislative candidates. Ghana’s experience with primaries highlights the central role that candidate selection institutions play in the development of political parties in new democracies.